Compliance

Regulatory sanctions can be avoided by ensuring that you have taken all reasonable steps to comply with your regulatory obligations.

We understand that you need to meet your regulatory obligations and be able to make a commercial success of your business.
Working with Peacock Risk Management will help you to navigate through uncertain territory so that you can proceed with confidence.

Our services include:

  • Regulatory compliance support.

  • COLP & COFA support.

  • Providing and implementing compliant policies and procedures.

  • Lexcel consultancy.

  • CQS and WIQS applications.

  • New firm SRA applications.

  • Firm closures – managing the process compliantly.

Working with Peacock Risk Management will assist you in managing your practice so that you generate fewer negligence claims and complaints, retain panel status with more lenders and are in a better position to negotiate lower indemnity insurance premiums.

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